These programs are available to Investment Professionals with active agreements with Forward Management and/or SEI Investments Distribution Co. For information about
all of our services or our agreements, please contact us or visit our FAQ page.

Consulting Services

 

Forward Management can serve as a registered investment advisor from providing asset class advice to specific investment product recommendations. Our offering includes:

 

• Diagnosis for specific asset-allocation portfolios or defined contribution plans
• Gap and overlap analysis for asset classes
• Customized manager searches on open-end funds, separate accounts or commingled trusts using
  an open-architecture platform
• Quarterly monitoring of asset-allocated portfolios and specific managed vehicles
• Asset-class and managed-product recommendations

Online Financial Planning Calculator

 

Use AllosetWEB – Forward’s web-based calculator – to help you align your clients’ goals with their portfolio. Select the Simple or Detailed Strategy depending on the complexity of your client’s needs. Use this one-stop process to:

 

• Evaluate investor needs and save their financial strategy
• Create Retirement, College or Estate plans considering risk tolerance and taxes
• Perform suitability checks and review expectations
• Produce a personalized Investment Portfolio Strategy with results based on risk tolerance or
  cash flow projections
• Utilize Accessor Allocation Funds or customized models for implementation

Recordkeeping

 

Forward’s Recordkeeping Services are designed to free your resources so you can focus on streamlining your business.

 

• Consolidated statements, tax reports, and RMD notices produced and mailed
• Branded website for your organization to conduct online trading
• Automated REG-9 reviews
• Tracking by administration or advisor
• Quarterly RCT Reports
• Daily reconciliation, realigning custom models and fee calculation

SmartSolutions

 

In addition to providing access to sophisticated asset allocation tools and institutional money managers, Forward also offers our smartSolutions program.

 

This turn-key program is designed to help financial service professionals increase revenue and decrease costs. Here’s how:

 

• Outsourced recordkeeping services
• Branded client account website
• AllosetWEB online asset allocation calculator
• Online forms and documents

Broker Solutions

 

Forward provides attractive compensation options through our A and C Class shares of the Accessor Allocation Funds. These Funds provide a wrap program look-alike, but with a single CUSIP for your clients' convenience.

 

• Low minimums & reduced ticket charges
• Tax efficient investing
• Automatic rebalancing
• Actively managed models
• No advisory contract
• Additional fiduciary oversight
• Series 65 may not be required

Trading Platforms

 

Forward offers a variety of trading options, including our own secure Internet site that allows eligible institutional investors to trade directly:

 

• Schwab®
• DLJ Pershing
• Fidelty®
• Jack White / TD Waterhouse

 

All trademarks are the property of their respective owners.

Retirement Plan Services

 

From IRAs to larger qualified plans, Forward can help you establish solutions to offer your Retirement Planning clients and prospects. We offer assistance with:

 

• IRA’s (Traditional & Roth)
• SEP IRA
• SIMPLE IRA
• 457 Plans
• Defined Contribution Plans (401k, Profit Sharing, Safe Harbor)
• Defined Benefit Plans

 

Investing involves risk, including possible loss of principal.

 

You should consider the investment objectives, risks, charges and expenses of the Accessor Funds carefully before investing. A prospectus with this and other information may be obtained by calling (800) 882-9612 or by downloading one from www.accessor.com. It should be read carefully before investing.